DFX Intelligence

L••••• M•••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

L••••• M•••• R•••

Advisor at L•• F•••••••• L••

HUNT VALLEY, MD | NEW FREEDOM, PA

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Search this name across graphsid dfx:ria:87c18587-7f35-fa5e-2439-f7f8d16e3e53

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jul 3, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 26, 2025	n/a	yes	HUNT VALLEY, MD\|NEW FREEDOM, PA	Current employment
S••••• F••••••••	Former SEC adviser	Jul 3, 2020	Sep 29, 2025	no	New Freedom, PA\|HUNT VALLEY, MD\|HUNT VALLEY, MD\|NEW FREEDOM, PA\|NEW FREEDOM, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• F••••••••	L•• F•••••••• L••	Sep 29, 2025	Sep 26, 2025	-3	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
281050:6413:MD:2025-09-29	Sep 29, 2025	Sep 26, 2025	HUNT VALLEY, MD	Firm change

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 26, 2025 to presentfactForm ADV
→ S••••• F••••••••Registered adviserregistration: previous registration
Jul 3, 2020 to Sep 29, 2025factForm ADV

Dated events

Occurred
Sep 29, 2025
Advisor changed firm
L••••• M•••• R••• left S••••• F•••••••• for L•• F•••••••• L•• (registered 2025-09-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87c18587-7f35-fa5e-2439-f7f8d16e3e53
First observed: Jul 3, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.