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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

BARRY MARTIN PROCTOR

Advisor at LPL FINANCIAL LLC

ANTIOCH, IL | GURNEE, IL | GRAYSLAKE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87ce22aa-ba3d-795f-b111-4f65d6db0e60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 7, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Feb 19, 1993
First registration: May 7, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2020802

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 23, 2025	n/a	yes	GURNEE, IL\|GRAYSLAKE, IL\|ANTIOCH, IL	Current employment
WINTRUST INVESTMENTS	Former SEC adviser	Nov 17, 2005	Jan 23, 2025	no	CHICAGO, IL\|GURNEE, IL\|ANTIOCH, IL\|GRAYSLAKE, IL\|CHICAGO, IL\|ANTIOCH, IL\|GRAYSLAKE, IL\|LAKE VILLA, IL\|CHICAGO, IL\|LAKE VILLA, IL\|GURNEE, IL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	May 7, 2003	Nov 16, 2005	no	LAKE FOREST, IL\|GURNEE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WINTRUST INVESTMENTS	LPL FINANCIAL LLC	Jan 23, 2025	Jan 23, 2025	0	Bulk transfer	RIA to ibd
WELLS FARGO ADVISORS	WINTRUST INVESTMENTS	Nov 16, 2005	Nov 17, 2005	1	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 23, 2025 to presentfactForm ADV
→ WINTRUST INVESTMENTSRegistered adviserregistration: previous registration
Nov 17, 2005 to Jan 23, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 7, 2003 to Nov 16, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87ce22aa-ba3d-795f-b111-4f65d6db0e60
First observed: May 7, 2003
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BARRY MARTIN PROCTOR

Advisor at LPL FINANCIAL LLC

ANTIOCH, IL | GURNEE, IL | GRAYSLAKE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87ce22aa-ba3d-795f-b111-4f65d6db0e60

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:38 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jan 23, 2025

n/a

yes

GURNEE, IL|GRAYSLAKE, IL|ANTIOCH, IL

Current employment

WINTRUST INVESTMENTS

Former SEC adviser

Nov 17, 2005

Jan 23, 2025

Previous registration

WELLS FARGO ADVISORS

Wirehouse

May 7, 2003

Nov 16, 2005

LAKE FOREST, IL|GURNEE, IL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WINTRUST INVESTMENTS

LPL FINANCIAL LLC

Jan 23, 2025

Bulk transfer

RIA to ibd

WELLS FARGO ADVISORS

WINTRUST INVESTMENTS

Nov 16, 2005

Nov 17, 2005

Firm change

Other