DFX Intelligence

K••••••• A••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

K••••••• A••• T•••••

Advisor at S••••••• I••••••••• M••••••••• G••••• L••

Houston, TX

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Search this name across graphsid dfx:ria:87cfdb04-1bea-f3e5-4d88-30d0b7c205f5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jun 29, 2023 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• M••••••••• G••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• M••••••••• G••••• L••	Asset manager	Jun 29, 2023	n/a	yes	Houston, TX	Current employment
S•••••••	Bd affiliated wealth	Jun 29, 2023	Dec 22, 2023	no	HOUSTON, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••••	S••••••• I••••••••• M••••••••• G••••• L••	Dec 22, 2023	Jun 29, 2023	-176	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
3496:136369:TX:2023-12-22	Dec 22, 2023	Jun 29, 2023	HOUSTON, TX	Firm change after gap

Relationships

Registered with (2)

→ S••••••• I••••••••• M••••••••• G••••• L••Registered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ S•••••••Registered adviserregistration: previous registration
Jun 29, 2023 to Dec 22, 2023factForm ADV

Dated events

Occurred
Dec 22, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87cfdb04-1bea-f3e5-4d88-30d0b7c205f5
First observed: Jun 29, 2023
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.