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J•••• P•••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)32 years in industry

J•••• P•••• O••••

Advisor at L•• F•••••••• L••

GRAND RAPIDS, MN | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:87d2c290-2f6e-fdd9-c275-043b612c247f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 23, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 23, 2024	n/a	yes	SAN DIEGO, CA\|GRAND RAPIDS, MN	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 10, 2013	Sep 27, 2024	no	GRAND RAPIDS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	L•• F•••••••• L••	Sep 27, 2024	Sep 23, 2024	-4	Firm change	Ibd to ibd
S•••••• W••••• M••••••••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 19, 2014	Dec 10, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
134139:6413:MN:2024-09-27	Sep 27, 2024	Sep 23, 2024	GRAND RAPIDS, MN	Firm change

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 23, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 10, 2013 to Sep 27, 2024factForm ADV
→ S•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 9, 2009 to Feb 19, 2014factForm ADV

Dated events

Occurred
Sep 27, 2024
Advisor changed firm
J•••• P•••• O•••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-09-23)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87d2c290-2f6e-fdd9-c275-043b612c247f
First observed: Mar 9, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.