DFX Intelligence

C•••••••• E•••• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

C•••••••• E•••• B•••

Advisor at S•• I••••••••• M••••••••• C•••

OAKS, PA

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Search this name across graphsid dfx:ria:87d7b594-48d5-3f39-b337-168b0e711b22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 3, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• I••••••••• M••••••••• C•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• I••••••••• M••••••••• C•••	Mixed wealth	Apr 7, 2016	n/a	yes	OAKS, PA	Current employment
H••••• • C••• L••	Other adviser	Jun 12, 2012	Mar 30, 2016	no	WEST CONSHOHOCKEN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• • C••• L••	S•• I••••••••• M••••••••• C•••	Mar 30, 2016	Apr 7, 2016	8	Firm change	Other
N•• E•••••• S••••••••• C•••••••••	H••••• • C••• L••	Jun 6, 2012	Jun 12, 2012

Relationships

Registered with (4)

→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: current employment
Apr 7, 2016 to presentfactForm ADV
→ H••••• • C••• L••Registered adviserregistration: previous registration
Jun 12, 2012 to Mar 30, 2016factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 20, 2011 to Jun 6, 2012factForm ADV
→ V••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87d7b594-48d5-3f39-b337-168b0e711b22
First observed: Mar 3, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.