This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

EQUITABLE ADVISORS, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Nov 30, 2006earliest registration or exam on IAPD

Years in industry

19derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Nov 30, 2006

First registration

Nov 14, 2007

Dual registered

yes, broker-dealer

Other names

CHRISTOPHER CARROZZA

IAPD individual key

5234488

• Occurred

  Feb 15, 2024
  Advisor changed firm

  Christopher Joseph Carrozza left Valic Financial Advisors, Inc. for Equitable Advisors, Llc (registered 2024-02-07)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:87dae992-06d2-8312-ce78-4244d7756fcb

First observed

Nov 14, 2007

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.