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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

PILOTAGE WEALTH MANAGEMENT AG

CRD 153149

PFAFFIKON SCHWYZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87dd28c4-4af0-e334-28ab-f26d70a8295d

Data as of Nov 9, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Nov 9, 2016
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $261MItem 5.F on the latest filing (2016-11-09); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $205M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 2
Accounts: 67
SEC number: 801-71351
CRD: 153149
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: Nov 9, 2016
Organised: Corporation

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BRAMFIELD TRUST	Shareholder	C	yes	06/2012	Jun 20, 2014	Nov 9, 2016
DELVINO TRUST	Shareholder	D	yes	06/2012	Jun 20, 2014	Nov 9, 2016
HOTTINGER, PETER, ANDREW	CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER	Na	yes	11/2016	Nov 9, 2016	Nov 9, 2016
RHONE MATTERHORN CAPITAL LTD	Shareholder	E	yes	10/2013	Mar 27, 2014	Nov 9, 2016
ROUSSET, YANN	CHIEF EXECUTIVE OFFICER	Na	yes	08/2009	Mar 30, 2012	Nov 9, 2016
WEIGHBRIDGE TRUST LIMITED	Trustee	E	yes	02/2012	Mar 17, 2015	Nov 9, 2016
WEIGHBRIDGE TRUST LIMITED	Trustee	E	yes	09/2011	Mar 17, 2015	Nov 9, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PILOTAGE PRIVATE WEALTH AG	n/a	Mixed wealth	$228M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Zurich	n/a	Switzerland	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 1, 2016	$261M	$205M	5	2	n/a	n/a	n/a
2014	Mar 17, 2015	$367M	$228M	6	3	n/a	n/a	n/a
2013	Mar 27, 2014	$389M	$238M	6	3	n/a	n/a	n/a
2012	Mar 25, 2013	$341M	$235M	6	3	n/a	n/a	n/a
2011	Mar 30, 2012	$214M	$66.4M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$261M	$367M	-28.9%	$341M	-8.5%	5	6	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
PILOTAGE PRIVATE WEALTH AG	2	Dec 31, 2016	Jan 30, 2017	Zurich	Team lift out	Other	100.0%

Relationships

Affiliated with (1)

→ PILOTAGE PRIVATE WEALTH AGRegistered adviserother investment adviser, common control
factForm ADV

Controls (6)

← ROUSSET, YANNOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HOTTINGER, PETER, ANDREWOwnerCHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 9, 2016 to presentfactForm ADV
← BRAMFIELD TRUSTOwnerSHAREHOLDER, ownership code C, foreign entity
Jun 20, 2014 to presentfactForm ADV
← DELVINO TRUSTOwnerSHAREHOLDER, ownership code D, foreign entity
Jun 20, 2014 to presentfactForm ADV
← RHONE MATTERHORN CAPITAL LTDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 27, 2014 to presentfactForm ADV
← WEIGHBRIDGE TRUST LIMITEDOwnerTRUSTEE, ownership code E, foreign entity
Mar 17, 2015 to presentfactForm ADV

Moved with (1)

→ PILOTAGE PRIVATE WEALTH AGRegistered adviser2 advisors, team lift out, same day
Dec 31, 2016 to Jan 30, 2017factForm ADV

Registered with (2)

← YANN ROUSSETAdvisorregistration: previous registration
Dec 2, 2011 to Dec 31, 2016factForm ADV
← LUKE PAUL HARRISONAdvisorregistration: previous registration
Jul 16, 2012 to Dec 31, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87dd28c4-4af0-e334-28ab-f26d70a8295d
First observed: Mar 30, 2012
Last observed: Nov 9, 2016 120 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PILOTAGE WEALTH MANAGEMENT AG

CRD 153149

PFAFFIKON SCHWYZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:87dd28c4-4af0-e334-28ab-f26d70a8295d

Data as of Nov 9, 2016 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:31 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BRAMFIELD TRUST

Shareholder

yes

06/2012

Jun 20, 2014

Nov 9, 2016

DELVINO TRUST

Shareholder

yes

06/2012

Jun 20, 2014

Nov 9, 2016

HOTTINGER, PETER, ANDREW

CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER

yes

11/2016

Nov 9, 2016

RHONE MATTERHORN CAPITAL LTD

Shareholder

yes

10/2013

Mar 27, 2014

Nov 9, 2016

ROUSSET, YANN

CHIEF EXECUTIVE OFFICER

yes

08/2009

Mar 30, 2012

Nov 9, 2016

WEIGHBRIDGE TRUST LIMITED

Trustee

yes

02/2012

Mar 17, 2015

Nov 9, 2016

WEIGHBRIDGE TRUST LIMITED

Trustee

yes

09/2011

Mar 17, 2015

Nov 9, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PILOTAGE PRIVATE WEALTH AG

n/a

Mixed wealth

$228M

yes

n/a

City

State

Country

Employees

Also broker-dealer

Zurich

n/a

Switzerland

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 1, 2016

$261M

$205M

n/a

2014

Mar 17, 2015

$367M

$228M

n/a

2013

Mar 27, 2014

$389M

$238M

n/a

2012

Mar 25, 2013

$341M

$235M

n/a

2011

Mar 30, 2012

$214M

$66.4M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$261M

$367M

-28.9%

$341M

-8.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

PILOTAGE PRIVATE WEALTH AG

Dec 31, 2016

Jan 30, 2017

Zurich

Team lift out

Other

100.0%