DFX Intelligence

M•••••• C••••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

M•••••• C••••• K•••••

Advisor at O•••• S••• A•••• M••••••••• L••

RALEIGH, NC

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Search this name across graphsid dfx:ria:87e0a643-66c7-571d-6ee6-1f99ece88565

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• S••• A•••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 7, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• S••• A•••• M••••••••• L••	State registered	Jan 31, 2018	n/a	yes	RALEIGH, NC	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 21, 2007	Jan 30, 2018	no	MORRISTOWN, NJ\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	O•••• S••• A•••• M••••••••• L••	Jan 30, 2018	Jan 31, 2018	1	Firm change	Ibd to state RIA
R••• B••• • C••	S•••••• N••••••• • C••••••• I•••••••••	Aug 21, 2007	Aug 21, 2007

Relationships

Registered with (3)

→ O•••• S••• A•••• M••••••••• L••Registered adviserregistration: current employment
Jan 31, 2018 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Aug 21, 2007 to Jan 30, 2018factForm ADV
→ R••• B••• • C••Registered adviserregistration: previous registration
Jul 8, 1999 to Aug 21, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87e0a643-66c7-571d-6ee6-1f99ece88565
First observed: Jul 8, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.