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S••• J• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

S••• J• B••••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL | Chula Vista, CA

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Search this name across graphsid dfx:ria:87e76268-a90b-1291-8ecf-6a115151022f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 31, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Sep 2, 2016	n/a	yes	ST. PETERSBURG, FL\|Chula Vista, CA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Aug 5, 2015	Oct 27, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	R•••••• J•••• • A••••••••• I•••	Oct 27, 2015	Sep 2, 2016	311	Firm change	Other
C••• F•••••••• S•••••••• L•••	N••• F•••••••• G••••• I•••	Feb 6, 2015

Relationships

Registered with (4)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Sep 2, 2016 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 5, 2015 to Oct 27, 2015factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
May 19, 2014 to Feb 6, 2015factForm ADV
→ L•• F•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:87e76268-a90b-1291-8ecf-6a115151022f
First observed: Jan 5, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.