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Advisor at NORMANDY CAPITAL MANAGEMENT, LLC
DENVER, CO | LAKEWOOD, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORMANDY CAPITAL MANAGEMENT, LLC | State registered | Jun 26, 2009 | n/a | yes | DENVER, CO|LAKEWOOD, CO | Current employment |
| CETERA ADVISORS LLC | Former SEC adviser | Jan 30, 2004 | Jul 3, 2007 | no | DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISORS LLC | NORMANDY CAPITAL MANAGEMENT, LLC | Jul 3, 2007 | Jun 26, 2009 | 724 | Firm change after gap | Other |