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Advisor at CREATIVE PLANNING
OVERLAND PARK, KS | McLean, VA | Millersville, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CREATIVE PLANNING | Independent wealth | Dec 20, 2021 | n/a | yes | OVERLAND PARK, KS|Millersville, MD|McLean, VA | Current employment |
| LOCKTON INVESTMENT ADVISORS, LLC | No RAUM reported | Dec 21, 2016 | Dec 17, 2021 | no | OVERLAND PARK, KS|Washington, DC | Previous registration |
| KESTRA ADVISORY SERVICES, LLC | Bd affiliated wealth | Apr 19, 2016 | Dec 12, 2016 | no | COLUMBIA, MD | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Aug 16, 2012 | Sep 22, 2016 | no | COLUMBIA, MD | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Dec 15, 2008 | Jan 23, 2012 | no | BETHESDA, MD|BETHESDA, MD|DES MOINES, IA | Previous registration |
| T. ROWE PRICE ADVISORY SERVICES, INC. | Bd affiliated wealth | Aug 18, 2008 | Nov 3, 2008 | no | OWINGS MILLS, MD | Previous registration |
| H. BECK, INC. | Former SEC adviser | Aug 15, 2006 | Sep 13, 2006 | no | ROCKVILLE, MD|MILLERSVILLE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LOCKTON INVESTMENT ADVISORS, LLC | CREATIVE PLANNING | Dec 17, 2021 | Dec 20, 2021 | 3 | Bulk transfer | Other |
| KESTRA ADVISORY SERVICES, LLC | LOCKTON INVESTMENT ADVISORS, LLC | Dec 12, 2016 | Dec 21, 2016 | 9 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | KESTRA ADVISORY SERVICES, LLC | Sep 22, 2016 | Apr 19, 2016 | -156 | Bulk transfer | Other |
| PRINCIPAL SECURITIES, INC. | NFP ADVISOR SERVICES, LLC | Jan 23, 2012 | Aug 16, 2012 | 206 | Firm change | Other |
| T. ROWE PRICE ADVISORY SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Nov 3, 2008 | Dec 15, 2008 | 42 | Firm change | Other |
| H. BECK, INC. | T. ROWE PRICE ADVISORY SERVICES, INC. | Sep 13, 2006 | Aug 18, 2008 | 705 | Firm change after gap | Other |