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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

JOHN PATRICK O'CONNOR

Advisor at LPL FINANCIAL LLC

ROCKFORD, IL | BELOIT, WI

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Search this name across graphsid dfx:ria:880afa78-06a0-2df1-8af6-05bc8691a35b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 31, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 8, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 8, 2005
First registration: Jul 31, 2009
Dual registered: yes, broker-dealer
IAPD individual key: 4949139

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 15, 2022	n/a	yes	ROCKFORD, IL\|BELOIT, WI	Current employment
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 30, 2015	Sep 19, 2022	no	Rockford, IL	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Jun 14, 2013	May 1, 2015	no	ROCKFORD, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 31, 2009	Jun 17, 2013	no	ROCKFORD, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
COMMONWEALTH FINANCIAL NETWORK	LPL FINANCIAL LLC	Sep 19, 2022	Sep 15, 2022	-4	Firm change	Ibd to RIA
NFP ADVISOR SERVICES, LLC	COMMONWEALTH FINANCIAL NETWORK	May 1, 2015	Apr 30, 2015	-1	Firm change	Other
MSI FINANCIAL SERVICES, INC.	NFP ADVISOR SERVICES, LLC	Jun 17, 2013	Jun 14, 2013	-3	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 15, 2022 to presentfactForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 30, 2015 to Sep 19, 2022factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Jun 14, 2013 to May 1, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 31, 2009 to Jun 17, 2013factForm ADV

Dated events

Occurred
Sep 19, 2022
Advisor changed firm
John Patrick O'Connor left Commonwealth Financial Network for Lpl Financial Llc (registered 2022-09-15)
Form ADVobserved 6 days ago