DFX Intelligence

A••••• N••••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

A••••• N••••• J••••••

Advisor at T••••••• W••••• L••

WINTER PARK, FL | Yorkville, IL

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Search this name across graphsid dfx:ria:8810f6f0-4fba-fa22-aa3d-c6899869ab84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Apr 11, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• W••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• W••••• L••	Independent wealth	Apr 30, 2026	n/a	yes	WINTER PARK, FL\|Yorkville, IL	Current employment
C••• L••	Bd affiliated wealth	Apr 11, 2025	May 1, 2026	no	Yorkville, IL\|OMAHA, NE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• L••	T••••••• W••••• L••	May 1, 2026	Apr 30, 2026	-1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
155344:341186:NE:2026-05-01	May 1, 2026	Apr 30, 2026	OMAHA, NE	Firm change

Relationships

Registered with (2)

→ T••••••• W••••• L••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ C••• L••Registered adviserregistration: previous registration
Apr 11, 2025 to May 1, 2026factForm ADV

Dated events

Occurred
May 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8810f6f0-4fba-fa22-aa3d-c6899869ab84
First observed: Apr 11, 2025
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.