DFX Intelligence

C•••••••• N••••• K•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

C•••••••• N••••• K•••••••

Advisor at C•••••• W••••• M••••••••• L••

CORAL GABLES, FL | PETALUMA, CA

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Search this name across graphsid dfx:ria:88122f6e-9796-52be-ac9b-c77ba053fd6d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 2
Observed: Jul 16, 2015 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

C•••••••• N••••• K•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

C•••••••• N••••• K•••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Jan 16, 2025	n/a	yes	CORAL GABLES, FL\|PETALUMA, CA	Current employment
C•••••• W•••••	Independent wealth	Oct 16, 2019	Aug 30, 2024	no	DECATUR, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W•••••	C•••••• W••••• M••••••••• L••	Aug 30, 2024	Jan 16, 2025	139	Firm change	RIA to RIA
P••••••• A••••••• L••	C•••••• W•••••	Jul 22, 2019	Oct 16, 2019

Relationships

Registered with (4)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jan 16, 2025 to presentfactForm ADV
→ C•••••• W•••••Registered adviserregistration: previous registration
Oct 16, 2019 to Aug 30, 2024factForm ADV
→ P••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 14, 2018 to Jul 22, 2019factForm ADV
→ S••• W••••• L••

Dated events

Occurred
Aug 30, 2024
Advisor changed firm
C•••••••• N••••• K••••••• left C•••••• W••••• for C•••••• W••••• M••••••••• L•• (registered 2025-01-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88122f6e-9796-52be-ac9b-c77ba053fd6d
First observed: Jul 16, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.