DFX Intelligence

R••• M••••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

R••• M••••••• S••••

Advisor at P•••••• F•••••••• S•••••••

RICHMOND, VA

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Search this name across graphsid dfx:ria:881778db-fbc1-0597-c9da-784f02867317

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• F•••••••• S•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 2, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• F•••••••• S•••••••	Independent wealth	Oct 4, 2012	n/a	yes	RICHMOND, VA	Current employment
S••••••• I••••••••• S•••••••• I•••	Former SEC adviser	Dec 3, 2004	Sep 20, 2010	no	RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA\|RICHMOND, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• I••••••••• S•••••••• I•••	P•••••• F•••••••• S•••••••	Sep 20, 2010	Oct 4, 2012	745	Firm change after gap	Other
W•••• • W•••• I••	S••••••• I••••••••• S•••••••• I•••	Nov 19, 2004	Dec 3, 2004

Relationships

Registered with (4)

→ P•••••• F•••••••• S•••••••Registered adviserregistration: current employment
Oct 4, 2012 to presentfactForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Dec 3, 2004 to Sep 20, 2010factForm ADV
→ W•••• • W•••• I••Registered adviserregistration: previous registration
Jan 13, 2004 to Nov 19, 2004factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:881778db-fbc1-0597-c9da-784f02867317
First observed: Jan 5, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.