DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)34 years in industry

Reena Oettinger

Advisor at LPL FINANCIAL LLC

OCEAN CITY, MD | HERNDON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88266bf0-e4c1-9028-ce8e-b7d2b1dc4814

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 23, 1992
First registration: Jan 27, 2000
Dual registered: yes, broker-dealer
Other names: REENA SHARMA|REENA S OETTINGER
IAPD individual key: 2200034

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 1, 2025	n/a	yes	HERNDON, VA\|OCEAN CITY, MD	Current employment
GROVE POINT ADVISORS, LLC	Former SEC adviser	Apr 1, 2021	May 1, 2025	no	ROCKVILLE, MD\|Herndon, VA\|Ocean City, MD\|ROCKVILLE, MD	Previous registration
H. BECK, INC.	Former SEC adviser	Mar 26, 2010	Apr 1, 2021	no	OCEAN CITY, MD\|Herndon, VA\|ROCKVILLE, MD	Previous registration
GUNNALLEN FINANCIAL, INC	n/a	Oct 19, 2005	Mar 29, 2010	no	SPRINGFIELD, VA\|OCEAN CITY, MD	Previous registration
INVESTORS SECURITY COMPANY, INC.	Former SEC adviser	Jan 27, 2000	Oct 19, 2005	no	SPRINGFIELD, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GROVE POINT ADVISORS, LLC	LPL FINANCIAL LLC	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
H. BECK, INC.	GROVE POINT ADVISORS, LLC	Apr 1, 2021	Apr 1, 2021	0	Bulk transfer	Ibd to ibd
GUNNALLEN FINANCIAL, INC	H. BECK, INC.	Mar 29, 2010	Mar 26, 2010	-3	Firm change	Other
INVESTORS SECURITY COMPANY, INC.	GUNNALLEN FINANCIAL, INC	Oct 19, 2005	Oct 19, 2005	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ GROVE POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 1, 2021 to May 1, 2025factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Mar 26, 2010 to Apr 1, 2021factForm ADV
→ GUNNALLEN FINANCIAL, INCRegistered adviserregistration: previous registration
Oct 19, 2005 to Mar 29, 2010factForm ADV
→ INVESTORS SECURITY COMPANY, INC.Registered adviserregistration: previous registration
Jan 27, 2000 to Oct 19, 2005factForm ADV

Dated events

No dated event names this entity yet.