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CRD 161451
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C••••••• M••••• L• | Hedge Fund | $301M | Mar 13, 2024 | 73 | Feb 14, 2012 | reported | 021-173233 |
| C••••••• S•••••• 2• M••••• L• | Hedge Fund | $10.9M | Feb 5, 2020 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C••• L•• | GENERAL PARTNER | Na | yes | 11/2010 | Feb 14, 2012 | Mar 13, 2024 |
| H••••••• R•••••• B• | HEAD TRADER / CHIEF RISK OFFICER / PRINCIPAL | Na | yes | 08/2012 | Sep 21, 2012 | Mar 13, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| C••••••• G•• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $102M | $133M | -23.3% | $301M | -30.3% | 6 | 8 | 1 | 1 |
| 32 |
| Mar 31, 2015 |
| dropped |
| 021-226143 |
| C••••••• S••• L•• | Hedge Fund | $2.1M | Nov 26, 2013 | 2 | Nov 26, 2013 | dropped | n/a |
| MANAGING MEMBER |
| E |
| yes |
| 11/2010 |
| Feb 14, 2012 |
| Mar 13, 2024 |
| M••• J••••• A• | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER / PRINCIPAL | E | yes | 11/2010 | Feb 14, 2012 | Mar 13, 2024 |
| B•••••• J••• R•••••• | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER / CHIEF FINANCIAL OFFICER / PRINCIPAL | Na | no | 11/2011 | Feb 14, 2012 | Mar 13, 2024 |
| D• S••••• J• C• | PRINCIPAL / HEAD OF MARKETING | Na | no | 02/2011 | Feb 14, 2012 | Mar 13, 2024 |
| Mar 26, 2026 |
| $102M |
| $102M |
| 6 |
| 4 |
| 1 |
| 1 |
| n/a |
| 2024 | Mar 25, 2025 | $133M | $133M | 8 | 5 | 1 | 1 | n/a |
| 2023 | Mar 13, 2024 | $164M | $164M | 8 | 5 | 1 | 1 | $301M |
| 2022 | Mar 29, 2023 | $301M | $301M | 8 | 5 | 1 | 1 | $301M |
| 2021 | Feb 25, 2022 | $262M | $262M | 9 | 6 | 1 | 1 | $177M |
| 2020 | Feb 15, 2021 | $177M | $177M | 9 | 6 | 1 | 1 | $177M |
| 2019 | Feb 5, 2020 | $182M | $182M | 9 | 6 | 1 | 2 | $182M |
| 2018 | Feb 27, 2019 | $317M | $317M | 11 | 7 | 1 | 2 | $318M |
| 2017 | Feb 20, 2018 | $1.2B | $1.2B | 12 | 7 | 1 | 2 | $1.2B |
| 2016 | Feb 17, 2017 | $1.3B | $1.3B | 11 | 6 | n/a | 2 | $1.3B |
| 2015 | Mar 1, 2016 | $1.1B | $1.1B | 13 | 8 | n/a | 2 | $1.1B |
| 2014 | Mar 31, 2015 | $879M | $879M | 15 | 9 | n/a | 2 | $722M |
| 2013 | Mar 28, 2014 | $726M | $726M | 12 | 8 | n/a | 1 | $602M |
| 2012 | Nov 26, 2013 | $609M | $609M | 12 | 8 | n/a | 2 | $502M |