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T•••••••• R••••••• U• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

T•••••••• R••••••• U• I••

CRD 159986

NEW YORK, NY

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Search this name across graphsid dfx:ria:883b92c0-7458-52bf-7415-def23aa46274

Data as of Mar 28, 2012 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 0
On other graphs: 0
Observed: Mar 28, 2012 to Mar 28, 2012
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $237MItem 5.F on the latest filing (2012-03-28); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $237M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Accounts

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•• V•••••••• E••••••• M•••••• F•••	Hedge Fund	$38.0M	Mar 28, 2012	10	Mar 28, 2012	reported	n/a
T•• T•••••••• E••••••• M•••••• F•••	Hedge Fund	$21.0M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• T••••	President	Na	yes	10/2010	Mar 28, 2012	Mar 28, 2012
H••••••••• N•••••••• E•••••	Director	D	yes	06/2007	Mar 28, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••••••• C•••••• A••••••• P•• L••	n/a	Former SEC adviser	$320M	N	yes	n/a
T•••••••• C•••••• L••••••	n/a	Former SEC adviser	$124M	N	yes

Relationships

Affiliated with (4)

← T•••••••• C•••••• A••••••• P•• L••Registered adviserother investment adviser, common control
factForm ADV
← T•••••••• C•••••• L••••••Registered adviserother investment adviser, common control
factForm ADV
→ T•••••••• C•••••• A••••••• P•• L••Registered adviserother investment adviser, common control
factForm ADV
→ T•••••••• C•••••• L••••••Registered adviserother investment adviser, common control

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:883b92c0-7458-52bf-7415-def23aa46274
First observed: Mar 28, 2012
Last observed: Mar 28, 2012 176 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.