DFX Intelligence

S••• P••• C•••••• P•••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

S••• P••• C•••••• P•••••••• L•

CRD 273041

NEW YORK, NY

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Search this name across graphsid dfx:ria:884c9bf1-a09f-753c-562a-2243ca17077d

Data as of Mar 23, 2018 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 1
Observed: Jul 9, 2015 to Mar 23, 2018
6 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••• P••• C•••••• P•••••••• L•

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $195M••• Locked
Discretionary RAUM: $195M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• P••• C•••••• P••••••• M••••• F•••• L•	Hedge Fund	$195M	Mar 23, 2018	62	Jul 9, 2015	reported	021-247329
S••• P••• C•••••• P••••••• D••••••• F•••• L•	Hedge Fund	$19.0M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••••• A••••	CCO/CFO/COO	Na	yes	02/2018	Feb 27, 2018	Mar 23, 2018
P•••••• J••••••• S•••••••	Owner	E	yes	02/2015	Jul 9, 2015	Mar 23, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••• P••• C•••••• P••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 23, 2018	$195M	$195M	7	4	0	1	$195M

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$195M	n/a	n/a	n/a	n/a	7	n/a	0	n/a

Relationships

Advises (2)

→ S••• P••• C•••••• P••••••• M••••• F•••• L•Private fundHedge Fund, IA
Jul 9, 2015 to presentfactForm ADV
→ S••• P••• C•••••• P••••••• D••••••• F•••• L•Private fundHedge Fund, ERA, no longer reported
Jul 9, 2015 to Nov 7, 2016factForm ADV

Controls (3)

← P•••••• J••••••• S•••••••OwnerOWNER, ownership code E, individual
Jul 9, 2015 to presentfactForm ADV
← G•••••••• A••••

Dated events

Occurred
Aug 30, 2017
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Nov 13, 2015
Ria registration change
••• Locked
Form ADVobserved today
Occurred
Jul 9, 2015
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:884c9bf1-a09f-753c-562a-2243ca17077d
First observed: Jul 9, 2015
Last observed: Mar 23, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.