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C••••• A• F•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

C••••• A• F•••••••

Advisor at I••• I••••••••• S••••••••• I•••

MIAMI, FL | Weston, FL

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Search this name across graphsid dfx:ria:884da5a2-4647-d67f-2b2f-abefc887dad1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2020 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• I••••••••• S••••••••• I•••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 22, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• I••••••••• S••••••••• I•••	Former SEC adviser	Aug 1, 2024	n/a	yes	Weston, FL\|MIAMI, FL\|MIAMI, FL\|MIAMI, FL	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Jan 21, 2020	Dec 18, 2023	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|MIAMI, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	I••• I••••••••• S••••••••• I•••	Dec 18, 2023	Aug 1, 2024	227	Firm change	RIA to RIA

Relationships

Registered with (2)

→ I••• I••••••••• S••••••••• I•••Registered adviserregistration: current employment
Aug 1, 2024 to presentfactForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2020 to Dec 18, 2023factForm ADV

Dated events

Occurred
Dec 18, 2023
Advisor changed firm
C••••• A• F••••••• left D••••••• B••• S••••••••• I••• for I••• I••••••••• S••••••••• I••• (registered 2024-08-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:884da5a2-4647-d67f-2b2f-abefc887dad1
First observed: Jan 21, 2020
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.