DFX Intelligence

N••••••• L• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

N••••••• L• B•••

Advisor at I••••••••• F•••••••• P•••••••

CARLSBAD, CA

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Search this name across graphsid dfx:ria:886dd0c6-3e0b-40a2-4ca9-768eb5e86995

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jun 4, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	State registered	Jan 17, 2025	n/a	yes	CARLSBAD, CA	Current employment
E••••• A••••••• L••	Independent wealth	Sep 26, 2022	Dec 16, 2024	no	CARLSBAD, CA\|WALNUT CREEK, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• A••••••• L••	I••••••••• F•••••••• P•••••••	Dec 16, 2024	Jan 17, 2025	32	Firm change	RIA to state RIA
C••••••••• W•••••	E••••• A••••••• L••	Sep 26, 2022	Sep 26, 2022

Relationships

Registered with (4)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jan 17, 2025 to presentfactForm ADV
→ E••••• A••••••• L••Registered adviserregistration: previous registration
Sep 26, 2022 to Dec 16, 2024factForm ADV
→ C••••••••• W•••••Registered adviserregistration: previous registration
Oct 1, 2019 to Sep 26, 2022factForm ADV
→ I••••••••• F•••••••• P••••••• L••Registered adviser

Dated events

Occurred
Dec 16, 2024
Advisor changed firm
N••••••• L• B••• left E••••• A••••••• L•• for I••••••••• F•••••••• P••••••• (registered 2025-01-17)
Form ADVobserved 7 days ago
Occurred
Sep 26, 2022
Advisor changed firm
N••••••• L• B••• left C••••••••• W••••• for E••••• A••••••• L•• (registered 2022-09-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:886dd0c6-3e0b-40a2-4ca9-768eb5e86995
First observed: Jun 4, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.