DFX Intelligence

T••••• J••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)40 years in industry

T••••• J••• W•••

Advisor at T••• I••••••••• A•••••••• L••

Mission Viejo, CA

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Search this name across graphsid dfx:ria:887057e4-56eb-6fcc-399d-e761aeff4850

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 9, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 18, 1985earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••• I••••••••• A•••••••• L••	Independent wealth	Jan 10, 2014	n/a	yes	Mission Viejo, CA	Current employment
T••• I••••••••• A•••••••• L••	Independent wealth	Nov 1, 2013	Dec 31, 2013	no	LAGUNA NIGUEL, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P••••••• N••••••• I•••	T••• I••••••••• A•••••••• L••	Oct 30, 2013	Nov 1, 2013	2	Firm change	Other
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••	T•• P••••••• N••••••• I•••	Feb 5, 2004	May 29, 2001

Relationships

Registered with (3)

→ T••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 1, 2013 to Dec 31, 2013factForm ADV
→ T•• P••••••• N••••••• I•••Registered adviserregistration: previous registration
May 29, 2001 to Oct 30, 2013factForm ADV
→ N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••Registered adviserregistration: previous registration
Sep 9, 1999 to Feb 5, 2004factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:887057e4-56eb-6fcc-399d-e761aeff4850
First observed: Sep 9, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.