DFX Intelligence

G••••• S••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist27 years in industry

G••••• S••••• S•••••

Advisor at B••••• D••••• P•••••• W••••• M••••••••• L••

••• Locked

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Search this name across graphsid dfx:ria:887db1b0-c43b-30b0-3437-a41e190b7514

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B••••• D••••• P•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 15, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B••••• D••••• P•••••• W••••• M••••••••• L••	Independent wealth	Nov 19, 2024	n/a	yes	CINCINNATI, OH\|CINCINNATI, OH\|INDIANAPOLIS, IN\|DAYTON, OH\|CRESTVIEW HILLS, KY	Current employment
B••••••• R•••• A•••••••• I•••	Former SEC adviser	Mar 19, 2019	Feb 21, 2025	no	FISHERS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••• R•••• A•••••••• I•••	B••••• D••••• P•••••• W••••• M••••••••• L••	Feb 21, 2025	Nov 19, 2024	-94	Firm change after gap	RIA to new firm

Relationships

Registered with (2)

→ B••••• D••••• P•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Nov 19, 2024 to presentfactForm ADV
→ B••••••• R•••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 19, 2019 to Feb 21, 2025factForm ADV

Dated events

Occurred
Feb 21, 2025
Advisor changed firm
G••••• S••••• S••••• left B••••••• R•••• A•••••••• I••• for B••••• D••••• P•••••• W••••• M••••••••• L•• (registered 2024-11-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:887db1b0-c43b-30b0-3437-a41e190b7514
First observed: Mar 19, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.