DFX Intelligence

J•••••• E••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

J•••••• E••• D•••••

Advisor at L•• F•••••••• L••

EAST PEORIA, IL

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Search this name across graphsid dfx:ria:88812cc7-a940-286f-717f-8b96d297c93c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 17, 2022	n/a	yes	EAST PEORIA, IL	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Aug 23, 2017	Nov 16, 2022	no	Peoria, IL\|AUSTIN, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	L•• F•••••••• L••	Nov 16, 2022	Nov 17, 2022	1	Firm change	Ibd to RIA
W•• A•••••••• L•	K••••• A••••••• S•••••••• L••	Aug 25, 2017	Aug 23, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
125073:283330:IL:2017-08-23	Aug 25, 2017	Aug 23, 2017	PEORIA, IL	Firm change

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 17, 2022 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 23, 2017 to Nov 16, 2022factForm ADV
→ W•• A•••••••• L•Registered adviserregistration: previous registration
Oct 21, 2014 to Aug 25, 2017factForm ADV
→ F••• A•••••••

Dated events

Occurred
Nov 16, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88812cc7-a940-286f-717f-8b96d297c93c
First observed: Apr 1, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.