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A••••• M••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

A••••• M••• H••••••

Advisor at T•• P••••••• F•••••••• G••••

NEW YORK, NY

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Search this name across graphsid dfx:ria:8883ea1b-9587-6491-bfad-2d91ec3f9ae1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 27, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P••••••• F•••••••• G••••	Independent wealth	Aug 24, 2021	n/a	yes	NEW YORK, NY	Current employment
J••• M••••• S••••••••• I•••	n/a	Nov 16, 2006	Sep 26, 2007	no	NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• I•••	T•• P••••••• F•••••••• G••••	Sep 26, 2007	Aug 24, 2021	5,081	Firm change after gap	Other
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• I•••	Nov 17, 2006	Nov 16, 2006

Relationships

Registered with (3)

→ T•• P••••••• F•••••••• G••••Registered adviserregistration: current employment
Aug 24, 2021 to presentfactForm ADV
→ J••• M••••• S••••••••• I•••Registered adviserregistration: previous registration
Nov 16, 2006 to Sep 26, 2007factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Sep 27, 2006 to Nov 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8883ea1b-9587-6491-bfad-2d91ec3f9ae1
First observed: Sep 27, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.