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CRD 172082
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••• R•••••• B•••• | MANAGING MEMBER/CCO | E | yes | 08/2014 | Oct 9, 2020 | Mar 22, 2022 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2021 | Jan 20, 2022 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2021 | $171M | $145M | 17.7% | n/a | n/a | 1 | 4 | 0 | 1 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H• T••••••• F•••••••• S••••••• | 2 | Mar 1, 2022 | Jan 12, 2022 | DALLAS, TX | Team lift out | RIA to state RIA | 100.0% |
| $171M |
| $171M |
| 4 |
| 4 |
| 1 |
| n/a |
| n/a |
| 2020 | Feb 3, 2021 | $145M | $145M | 4 | 4 | 1 | n/a | n/a |