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Advisor at LPL FINANCIAL LLC
MOUNT HOLLY, NC | CONWAY, SC | GEORGETOWN, SC | PAWLEYS ISLAND, SC | MURRELLS INLET, SC | SURFSIDE BEACH, SC | GASTONIA, NC | MYRTLE BEACH, SC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 23, 2020 | n/a | yes | GASTONIA, NC|MOUNT HOLLY, NC|PAWLEYS ISLAND, SC|MURRELLS INLET, SC|CONWAY, SC|MYRTLE BEACH, SC|GEORGETOWN, SC|SURFSIDE BEACH, SC | Current employment |
| INVESTACORP ADVISORY SERVICES INC | Former SEC adviser | Mar 15, 2018 | Jun 15, 2020 | no | Kings Mountain, NC | Previous registration |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Dec 2, 2016 | Feb 23, 2018 | no | GASTONIA, NC|GASTONIA, NC|SHELBY, NC|FOREST CITY, NC|Rutherfordton, NC|HICKORY, NC | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 30, 2014 | Dec 13, 2016 | no | RUTHERFORDTON, NC|CHARLOTTE, NC|BEACHWOOD, OH|SHELBY, NC|SHELBY, NC|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jun 4, 2012 | Jan 30, 2014 | no | CHARLOTTE, NC | Previous registration |
| EAGLE STRATEGIES LLC | Bd affiliated wealth | May 4, 2011 | Jun 4, 2012 | no | CHARLOTTE, NC | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 1, 2010 | Feb 16, 2011 | no | CHARLOTTE, NC | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Apr 19, 2010 | Jul 2, 2010 | no | MARION, NC|FOREST CITY, NC|HENDERSONVILLE, NC|ASHEVILLE, NC|SHELBY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INVESTACORP ADVISORY SERVICES INC | LPL FINANCIAL LLC | Jun 15, 2020 | Jun 23, 2020 | 8 | Firm change | Ibd to ibd |
| PNC WEALTH MANAGEMENT | INVESTACORP ADVISORY SERVICES INC | Feb 23, 2018 | Mar 15, 2018 | 20 | Firm change | Other |
| LPL FINANCIAL LLC | PNC WEALTH MANAGEMENT | Dec 13, 2016 | Dec 2, 2016 | -11 | Firm change | Other |
| STRATOS WEALTH PARTNERS, LTD | LPL FINANCIAL LLC | Jan 30, 2014 | Jan 30, 2014 | 0 | Firm change | Other |
| EAGLE STRATEGIES LLC | STRATOS WEALTH PARTNERS, LTD | Jun 4, 2012 | Jun 4, 2012 | 0 | Firm change | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | EAGLE STRATEGIES LLC | Feb 16, 2011 | May 4, 2011 | 77 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jul 2, 2010 | Jul 1, 2010 | -1 | Firm change | Other |