DFX Intelligence

N••• L•••• W••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

N••• L•••• W••••• P•••••••• L••

CRD 327644

MERIDIAN, ID

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88a9025b-543d-9b14-0e01-6949da373afe

Data as of Mar 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2023 to Mar 5, 2026
20 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $323M••• Locked
Discretionary RAUM: $315M
Private client RAUM: $323Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $64.5Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C••• T••••• M•••••	n/a	MERIDIAN, ID	2	24	1	no
J•••• E••••• M•••••••	Certified Financial Planner	MERIDIAN, ID	2	22

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••••• M••••••• F•••••	MANAGING MEMBER	E	yes	04/2023	Aug 16, 2023	Nov 20, 2024
E••••• K••••• J•••	CHIEF COMPLIANCE OFFICER, MANAGER	Na	yes	08/2023	Aug 16, 2023	Nov 20, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 5, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	3	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$323M	$258M	24.9%	n/a	n/a	5	4	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	3	Oct 2, 2023	Oct 2, 2023	MERIDIAN, ID	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (5)

← B•••••• C•••• R••••••Advisorregistration: current employment
Aug 13, 2026 to presentfactForm ADV
← K•••• J•••• M•••••••Advisorregistration: current employment
Oct 1, 2025 to presentfactForm ADV
← C••• T••••• M•••••Advisorregistration: current employment
Oct 2, 2023 to presentfactForm ADV
← J•••• E••••• M•••••••

Dated events

Occurred
Oct 2, 2023
Team lift-out
3 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (Meridian, ID) for N••• L•••• W••••• P•••••••• L•• a day apart
Form ADVobserved 7 days ago
3 advisors
Occurred
Aug 16, 2023
First Form ADV filing
N••• L•••• W••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88a9025b-543d-9b14-0e01-6949da373afe
First observed: Aug 16, 2023
Last observed: Mar 5, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.