DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••••• A•••••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••••• A•••••••• L•• | National bd RIA | Feb 2, 2023 | n/a | yes | BALA CYNWYD, PA|PERKASIE, PA|PERKASIE, PA|WILMINGTON, DE | Current employment |
| P••• I••••••••• A•••••••• I••• | Former SEC adviser | Feb 2, 2015 | Jul 5, 2023 | no | BALA CYNWYD, PA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P••• I••••••••• A•••••••• I••• | E•••••••• A•••••••• L•• | Jul 5, 2023 | Feb 2, 2023 | -153 | Channel change | RIA to ibd |
| L••••••• C•••••• M••••••••• L•• | P••• I••••••••• A•••••••• I••• | Mar 30, 2016 | Feb 2, 2015 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 147235:151715:DE:2016-03-30 | Mar 30, 2016 | Feb 2, 2015 | WILMINGTON, DE | Firm change after gap |
| L••••••• C•••••• M••••••••• L•• | Former SEC adviser | Nov 15, 2010 | Mar 30, 2016 | no | WILMINGTON, DE | Previous registration |
| -422 |
| Firm change after gap |
| Other |