DFX Intelligence

A• E••••••••• L••• F••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A• E••••••••• L••• F••••••••• L••

CRD 288742

INDIANAPOLIS, IN

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Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 11
On other graphs: 0
Observed: Feb 23, 2022 to Mar 26, 2026
15 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $259M••• Locked
Discretionary RAUM: $256M
Private client RAUM: $256Mderived••• Locked
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $51.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
M••••• V••••• E•••••••	Certified Financial Planner	INDIANAPOLIS, IN	9	13	3	no
C•••••• R•••• S••••••	Certified Financial Planner	INDIANAPOLIS, IN	4	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• M•••••• V•••••	PRESIDENT, CCO	E	yes	04/2017	Feb 23, 2022	Apr 29, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	1	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$259M	$218M	18.7%	$177M	13.4%	4	5	0	0

Relationships

Registered with (9)

← D••• D• W•••••Advisorregistration: current employment
Aug 24, 2026 to presentfactForm ADV
← S•••• A•• S••••••••Advisorregistration: current employment
Oct 30, 2023 to presentfactForm ADV
← K••••• S••••••• B••••••••Advisorregistration: current employment
Sep 5, 2023 to presentfactForm ADV
← C•••••• R•••• S••••••

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
5 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
29 Oct 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
30 Apr 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
8 Aug 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
23 Feb 2022
First Form ADV filing
••• Locked
Form ADV

Show 6 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Feb 23, 2022
Last observed: Mar 26, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.