This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RFG ADVISORY, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S65|S63

First exam

Sep 19, 2016

First registration

Mar 3, 2023

Dual registered

no

Other names

Brock Anderson|BROCK ANDERSEN

IAPD individual key

6670149

• Occurred

  Jun 3, 2026
  Advisor changed firm

  Brock J. Andersen left Capita Financial Network, Llc for Rfg Advisory, Llc (registered 2026-06-02)

  Form ADVobserved 5 days ago
• Occurred

  Sep 24, 2023
  Advisor changed firm

  Brock J. Andersen left J.P. Morgan Securities Llc for Capita Financial Network, Llc (registered 2023-09-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:88b5e59d-0380-9a4d-93da-933a35dfd52d

First observed

Mar 3, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.