DFX Intelligence

P••••• J••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

P••••• J••••• C•••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Wayne, PA

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Search this name across graphsid dfx:ria:88bd81bf-5e56-a9bb-41dd-3f208bb6d131

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Jun 27, 2021	n/a	yes	NEW YORK, NY\|Wayne, PA	Current employment
H••••• • C••• L••	Other adviser	Apr 29, 2008	May 17, 2021	no	WEST CONSHOHOCKEN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• • C••• L••	A••• A••••••• P•••••••	May 17, 2021	Jun 27, 2021	41	Firm change	Other

Relationships

Registered with (2)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Jun 27, 2021 to presentfactForm ADV
→ H••••• • C••• L••Registered adviserregistration: previous registration
Apr 29, 2008 to May 17, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88bd81bf-5e56-a9bb-41dd-3f208bb6d131
First observed: Apr 29, 2008
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.