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Advisor at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
CYPRESS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Independent wealth | Nov 7, 2013 | n/a | yes | CYPRESS, CA | Current employment |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | Feb 14, 2013 | Oct 28, 2013 | no | SEAL BEACH, CA | Previous registration |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | n/a | Oct 21, 2008 | Dec 23, 2009 | no | BOSTON, MA | Previous registration |
| ASSOCIATED SECURITIES CORP. | n/a | Oct 21, 2008 | Dec 4, 2009 | no | BOSTON, MA|EL SEGUNDO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA ADVISOR NETWORKS LLC | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | Oct 28, 2013 | Nov 7, 2013 | 10 | Firm change | Other |
| ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | CETERA ADVISOR NETWORKS LLC | Dec 23, 2009 | Feb 14, 2013 | 1,149 | Firm change after gap | Other |
| ASSOCIATED SECURITIES CORP. | ASSOCIATED PLANNERS INVESTMENT ADVISORY INC | Dec 4, 2009 | Oct 21, 2008 | -409 | Firm change after gap | Other |