This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

THIRD SIGMA INVESTMENT ADVISORS LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 25, 2000earliest registration or exam on IAPD

Years in industry

26derivedfrom the industry start date

Years at current firm

5derivedfrom the current registration's begin date

Prior firms

3

Current registrations

2

Registered states

1

Exams

S65|S66

First exam

Jul 25, 2000

First registration

Mar 21, 2005

Dual registered

no

IAPD individual key

4017541

• Occurred

  Aug 30, 2024
  Advisor changed firm

  Ryan L Malloch left Cetera Investment Advisers Llc for Third Sigma Investment Advisors Llc (registered 2024-10-17)

  Form ADVobserved 4 days ago
• Occurred

  Mar 21, 2024
  Advisor changed firm

  Ryan L Malloch left Cetera Advisors Llc for M1 Capital Management Llc (registered 2021-01-20)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:88bf8552-d7c6-940d-8656-93db3054fd17

First observed

Mar 21, 2005

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.