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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

CRD 107777

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88d19cf8-b791-a970-bbf9-509f0a66c3d2

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 5
On other graphs: 1
Observed: Mar 28, 2012 to Mar 20, 2026
36 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Progressive Investment Management Corporation

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $758MItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $758M
Private client RAUM: $683MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $190Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 8
Advisory employees: 4
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 473
Individual clients: 26
High net worth clients: 141
Custody, client assets: $212M
SEC number: 801-32066
CIK: 1353318
CRD: 107777
Filings on the tape: 36
First filed: Mar 28, 2012
Latest filed: Mar 20, 2026
Organised: Corporation, OR

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CARSTEN MICHAEL HENNINGSEN	n/a	LAKE OSWEGO, OR	31	39	n/a	no
Cameron Stacey Roberts	n/a	LAKE OSWEGO, OR	1	10	n/a	no
DIANA JEAN KASPIC	n/a	LAKE OSWEGO, OR \| Carnation, WA	1	32	n/a	no
BRYCESON ROBERT CHARLTON	Chartered Financial Analyst	LAKE OSWEGO, OR	1	11	n/a	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LOCAL ECONOMIES INCOME FUND, LLC	Other Private Fund	$6.1M	Sep 26, 2012	38	Mar 28, 2012	dropped	021-114947

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HENNINGSEN, CARSTEN, MICHAEL	TRUSTEE / OWNER	D	yes	03/2013	Mar 28, 2012	Nov 15, 2024
HENNINGSEN, CARSTEN, MICHAEL	CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Mar 28, 2012	Nov 15, 2024
Henningsen, Elizabeth, Ann	TRUSTEE / OWNER	D	yes	03/2013	Nov 29, 2019	Nov 15, 2024
THE CARSTEN HENNINGSEN REVOCABLE TRUST	Owner	E	yes	03/2013	Dec 5, 2019	Nov 15, 2024
CHARLTON, BRYCESON, ROBERT	DIRECTOR OF INVESTMENTS, INVESTMENT ADVISOR	Na	no	02/2024	Feb 28, 2024	Nov 15, 2024
Plyley, Amanda, Summer Manning	DIRECTOR OF OPERATIONS	Na	no	02/2024	Feb 28, 2024	Nov 15, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Eugene	Or	United States	2	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$758M	$758M	8	4	1	n/a	n/a
2024	Mar 14, 2025	$700M	$700M	7	4	2	n/a	n/a
2023	Feb 28, 2024	$626M	$626M	7	3	2	n/a	n/a
2022	Mar 28, 2023	$507M	$507M	6	3	2	n/a	n/a
2021	Mar 22, 2022	$646M	$646M	6	3	2	n/a	n/a
2020	Mar 29, 2021	$548M	$548M	6	3	1	n/a	n/a
2019	Mar 26, 2020	$447M	$447M	6	4	1	n/a	n/a
2018	Mar 28, 2019	$376M	$376M	6	4	1	n/a	n/a
2017	Mar 28, 2018	$370M	$370M	6	5	1	n/a	n/a
2016	Mar 30, 2017	$339M	$339M	6	5	n/a	n/a	n/a
2015	Mar 31, 2016	$318M	$313M	5	5	n/a	n/a	n/a
2014	Feb 9, 2015	$158M	$158M	4	2	n/a	n/a	n/a
2013	Mar 31, 2014	$585M	$585M	15	7	n/a	n/a	n/a
2012	Apr 1, 2013	$478M	$478M	11	7	n/a	n/a	n/a
2011	Mar 28, 2012	$529M	$529M	n/a	n/a	n/a	1	$6.0M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$758M	$700M	8.3%	$507M	14.4%	8	7	1	2

Relationships

Registered with (5)

← DIANA JEAN KASPICAdvisorregistration: current employment
Nov 11, 2024 to presentfactForm ADV
← BRYCESON ROBERT CHARLTONAdvisorregistration: current employment
Nov 11, 2024 to presentfactForm ADV
← Cameron Stacey RobertsAdvisorregistration: current employment
Oct 16, 2024 to presentfactForm ADV
← CARSTEN MICHAEL HENNINGSENAdvisorregistration: current employment
Apr 17, 1995 to presentfactForm ADV
← LESLIE ELLAYNE CHRISTIANAdvisorregistration: previous registration
Jun 10, 1996 to Sep 12, 2012factForm ADV

Controls (3)

← HENNINGSEN, CARSTEN, MICHAELOwnerTRUSTEE / OWNER, ownership code D, individual
Mar 28, 2012 to Nov 15, 2024factForm ADV
← Henningsen, Elizabeth, AnnOwnerTRUSTEE / OWNER, ownership code D, individual
Nov 29, 2019 to Nov 15, 2024factForm ADV
← THE CARSTEN HENNINGSEN REVOCABLE TRUSTOwnerOWNER, ownership code E, domestic entity
Dec 5, 2019 to Nov 15, 2024factForm ADV

Owns (2)

← CHARLTON, BRYCESON, ROBERTOwnerDIRECTOR OF INVESTMENTS, INVESTMENT ADVISOR, ownership code NA, individual
Feb 28, 2024 to Nov 15, 2024factForm ADV
← Plyley, Amanda, Summer ManningOwnerDIRECTOR OF OPERATIONS, ownership code NA, individual
Feb 28, 2024 to Nov 15, 2024factForm ADV

Advises (1)

→ LOCAL ECONOMIES INCOME FUND, LLCPrivate fundOther Private Fund, IA, no longer reported
Mar 28, 2012 to Sep 26, 2012factForm ADV

Dated events

Occurred
Mar 29, 2021
Control person joined
Ann Elizabeth Henningsen (Trustee / Owner) appeared on Schedule A of Progressive Investment Management Corporation
Form ADVobserved 4 days ago
Occurred
Mar 29, 2021
Control person left
Miller Carol Baird (Trustee / Owner) no longer on Schedule A of Progressive Investment Management Corporation (listed 2021-01-05, absent 2021-03-29)
Form ADVobserved 4 days ago
Occurred
Jan 5, 2021
Control person left
Miller Robert Baird (Chief Compliance Officer) no longer on Schedule A of Progressive Investment Management Corporation (listed 2020-08-12, absent 2021-01-05)
Form ADVobserved 4 days ago
Occurred
Nov 29, 2019
Control person joined
Miller Carol Baird (Trustee) appeared on Schedule A of Progressive Investment Management Corporation
Form ADVobserved 4 days ago
Occurred
Nov 29, 2019
Control person joined
Ann Elizabeth Henningsen (Trustee) appeared on Schedule A of Progressive Investment Management Corporation
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88d19cf8-b791-a970-bbf9-509f0a66c3d2
First observed: Mar 28, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

CRD 107777

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88d19cf8-b791-a970-bbf9-509f0a66c3d2

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:34 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CARSTEN MICHAEL HENNINGSEN

n/a

LAKE OSWEGO, OR

n/a

Cameron Stacey Roberts

n/a

LAKE OSWEGO, OR

n/a

DIANA JEAN KASPIC

n/a

LAKE OSWEGO, OR | Carnation, WA

n/a

BRYCESON ROBERT CHARLTON

Chartered Financial Analyst

LAKE OSWEGO, OR

n/a

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LOCAL ECONOMIES INCOME FUND, LLC

Other Private Fund

$6.1M

Sep 26, 2012

Mar 28, 2012

dropped

021-114947

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HENNINGSEN, CARSTEN, MICHAEL

TRUSTEE / OWNER

yes

03/2013

Mar 28, 2012

Nov 15, 2024

HENNINGSEN, CARSTEN, MICHAEL

CHIEF COMPLIANCE OFFICER

yes

01/2021

Mar 28, 2012

Nov 15, 2024

Henningsen, Elizabeth, Ann

TRUSTEE / OWNER

yes

03/2013

Nov 29, 2019

Nov 15, 2024

THE CARSTEN HENNINGSEN REVOCABLE TRUST

Owner

yes

03/2013

Dec 5, 2019

Nov 15, 2024

CHARLTON, BRYCESON, ROBERT

DIRECTOR OF INVESTMENTS, INVESTMENT ADVISOR

02/2024

Feb 28, 2024

Nov 15, 2024

Plyley, Amanda, Summer Manning

DIRECTOR OF OPERATIONS

02/2024

Feb 28, 2024

Nov 15, 2024

City

State

Country

Employees

Also broker-dealer

Eugene

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$758M

n/a

2024

Mar 14, 2025

$700M

n/a

2023

Feb 28, 2024

$626M

n/a

2022

Mar 28, 2023

$507M

n/a

2021

Mar 22, 2022

$646M

n/a

2020

Mar 29, 2021

$548M

n/a

2019

Mar 26, 2020

$447M

n/a

2018

Mar 28, 2019

$376M

n/a

2017

Mar 28, 2018

$370M

n/a

2016

Mar 30, 2017

$339M

n/a

2015

Mar 31, 2016

$318M

$313M

n/a

2014

Feb 9, 2015

$158M

n/a

2013

Mar 31, 2014

$585M

n/a

2012

Apr 1, 2013

$478M

n/a

2011

Mar 28, 2012

$529M

n/a

$6.0M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$758M

$700M

8.3%

$507M

14.4%