C••••• R••••••

Advisor at M•• I•••••••• S•••••••• L••

LAKE OSWEGO, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 29, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Feb 2, 2026	n/a	yes	LAKE OSWEGO, OR	Current employment
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	May 19, 2023	Oct 15, 2025	no	LAKE OSWEGO, OR\|STAMFORD, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• P••••••• I••••••••• A•••••••• L••	M•• I•••••••• S•••••••• L••	Oct 15, 2025	Feb 2, 2026	110	Firm change	Ibd to ibd
S•••••• P••••••• I••••••••• S••••••••• L••	S•••••• P••••••• I••••••••• A•••••••• L••	Jul 10, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
1254:283004:OR:2024-07-10	Jul 10, 2024	May 19, 2023	LAKE OSWEGO, OR	Firm change after gap

Relationships

Registered with (5)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Feb 2, 2026 to presentfactForm ADV
→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 19, 2023 to Oct 15, 2025factForm ADV
→ S•••••• P••••••• I••••••••• S••••••••• L••Registered adviserregistration: previous registration
Feb 9, 2022 to Jul 10, 2024factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••

Dated events

Order

Occurred
15 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
10 Jul 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
7 Feb 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 29, 2018
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.