DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Calvin Roberts

MML Investors Services, LLCBD affiliatedLake Oswego, Ordual registrantIAPD 6800309

Feed of 09/14/2026

Also filed as Calvin Roberts

At current firm

0 y

since Feb 2, 2026

In the industry

17 y

since Sep 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

MML Investors Services, LLC BD affiliated current
since Feb 2, 2026 · Lake Oswego, Or
Steward Partners Investment Advisory, LLC BD affiliated
May 19, 2023 to Oct 15, 2025 · Lake Oswego, Or
Steward Partners Investment Solutions, LLC former
Feb 9, 2022 to Jul 10, 2024 · Lake Oswego, Or
Northwestern Mutual Investment Services,LLC no RAUM
Dec 12, 2020 to Feb 7, 2022 · Portland, Or
Thrivent Investment Management Inc. BD affiliated
Jan 29, 2018 to Apr 24, 2018 · Keizer, Or

Moves

a registration end followed by a registration begin elsewhere

Steward Partners Investment Advisory, LLC to MML Investors Services, LLC
left Oct 15, 2025, registered Feb 2, 2026 (110 days) · Affiliated broker-dealer or bank to another
Steward Partners Investment Solutions, LLC to Steward Partners Investment Advisory, LLC
left Jul 10, 2024, registered May 19, 2023 (-418 days) · RIA to affiliated broker-dealer or bank · moved with a team
Northwestern Mutual Investment Services,LLC to Steward Partners Investment Solutions, LLC
left Feb 7, 2022, registered Feb 9, 2022 (2 days) · Other
Thrivent Investment Management Inc. to Northwestern Mutual Investment Services,LLC
left Apr 24, 2018, registered Dec 12, 2020 (963 days) · Other

Signals

Calvin Roberts left Steward Partners Investment Advisory, Llc for Mml Investors Services, Llc (registered 2026-02-02)
Oct 15, 2025 · Advisor changed firm · fact
Calvin Roberts left Steward Partners Investment Solutions, Llc for Steward Partners Investment Advisory, Llc (registered 2023-05-19)
Jul 10, 2024 · Advisor changed firm · fact
Calvin Roberts left Northwestern Mutual Investment Services,Llc for Steward Partners Investment Solutions, Llc (registered 2022-02-09)
Feb 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address