DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at O•• C•••• W••••• P•••••••
GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O•• C•••• W••••• P••••••• | Independent wealth | Jun 30, 2025 | n/a | yes | GREENWOOD VILLAGE, CO | Current employment |
| M••••• G•••• I••••••••• A•••••••• L•• | Independent wealth | Feb 1, 2024 | May 30, 2025 | no | Denver, CO|ST. LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• G•••• I••••••••• A•••••••• L•• | O•• C•••• W••••• P••••••• | May 30, 2025 | Jun 30, 2025 | 31 | Firm change | RIA to RIA |
| C••••••• | M••••• G•••• I••••••••• A•••••••• L•• | Jan 23, 2024 | Feb 1, 2024 |
| C••••••• | Institutional manager | Mar 23, 2023 | Jan 23, 2024 | no | Lone Tree, CO | Previous registration |
| J••• M••••• S••••••••• L•• | Wirehouse | Aug 4, 2021 | Jan 15, 2023 | no | Aspen, CO|Aspen, CO|Avon, CO|Vail, CO | Previous registration |
| C•••••• S••••• • C••• I••• | National bd RIA | Dec 20, 2017 | Jul 21, 2021 | no | Lone Tree, CO|Framingham, MA|Burlington, MA|Chestnut Hill, MA|Burlington, MA | Previous registration |
| 9 |
| Firm change |
| Other |
| J••• M••••• S••••••••• L•• | C••••••• | Jan 15, 2023 | Mar 23, 2023 | 67 | Firm change | Other |
| C•••••• S••••• • C••• I••• | J••• M••••• S••••••••• L•• | Jul 21, 2021 | Aug 4, 2021 | 14 | Firm change | Ibd to wirehouse |