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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JOHN PATRICK MILO

Advisor at LPL FINANCIAL LLC

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88dcf26c-1079-9cd1-fe29-5728b94b03de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 25, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: May 22, 1997
First registration: May 25, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 1824688

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 21, 2021	n/a	yes	DAYTON, OH	Current employment
WADDELL & REED	Former SEC adviser	Jan 8, 2021	Jul 28, 2021	no	CHARLEROI, PA\|DAYTON, OH\|WEST CHESTER, OH\|OVERLAND PARK, KS	Previous registration
KEY INVESTMENT SERVICES LLC	Bd affiliated wealth	Dec 4, 2012	Jan 15, 2021	no	Dayton, OH\|Dayton, OH\|DAYTON, OH\|SPRINGBORO, OH\|CLAWSON, MI\|DAYTON, OH\|Columbus, OH	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	May 25, 2006	Dec 3, 2012	no	WEST CHESTER, OH\|MIAMISBURG, OH\|SPRINGBORO, OH\|Cedarville, OH\|CEDARVILLE, OH\|Lebanon, OH\|Springboro, OH\|SPRINGFIELD, OH\|Xenia, OH\|Yellow Springs, OH\|Logan, OH\|Washington Court House, OH\|Somerset, OH\|Circleville, OH\|FRANKLIN, OH\|DAYTON, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	LPL FINANCIAL LLC	Jul 28, 2021	Jul 21, 2021	-7	Bulk transfer	Ibd to ibd
KEY INVESTMENT SERVICES LLC	WADDELL & REED	Jan 15, 2021	Jan 8, 2021	-7	Firm change	Ibd to ibd
U.S. BANCORP INVESTMENTS, INC.	KEY INVESTMENT SERVICES LLC	Dec 3, 2012	Dec 4, 2012	1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
136300:866:OH:2021-01-15	Jan 15, 2021	Jan 8, 2021	COLUMBUS, OH	Firm change

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 21, 2021 to presentfactForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jan 8, 2021 to Jul 28, 2021factForm ADV
→ KEY INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Dec 4, 2012 to Jan 15, 2021factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
May 25, 2006 to Dec 3, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88dcf26c-1079-9cd1-fe29-5728b94b03de
First observed: May 25, 2006
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JOHN PATRICK MILO

Advisor at LPL FINANCIAL LLC

DAYTON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88dcf26c-1079-9cd1-fe29-5728b94b03de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Jul 21, 2021

n/a

yes

DAYTON, OH

Current employment

WADDELL & REED

Former SEC adviser

Jan 8, 2021

Jul 28, 2021

CHARLEROI, PA|DAYTON, OH|WEST CHESTER, OH|OVERLAND PARK, KS

Previous registration

KEY INVESTMENT SERVICES LLC

Bd affiliated wealth

Dec 4, 2012

Jan 15, 2021

Previous registration

U.S. BANCORP INVESTMENTS, INC.

Former SEC adviser

May 25, 2006

Dec 3, 2012

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WADDELL & REED

LPL FINANCIAL LLC

Jul 28, 2021

Jul 21, 2021

-7

Bulk transfer

Ibd to ibd

KEY INVESTMENT SERVICES LLC

WADDELL & REED

Jan 15, 2021

Jan 8, 2021

-7

Firm change

Ibd to ibd

U.S. BANCORP INVESTMENTS, INC.

KEY INVESTMENT SERVICES LLC

Dec 3, 2012

Dec 4, 2012

Firm change

Other

Team

Left

Joined

From

Kind

136300:866:OH:2021-01-15

Jan 15, 2021

Jan 8, 2021

COLUMBUS, OH

Firm change