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CRD 164409
CHATHAM, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WILLIAM TERRENCE PIGOTT | n/a | Boca Grande, FL | Bedminster, NJ | 13 | 27 | 2 | yes |
| MIRIAM CAHN YOSHIDA | n/a | GLADSTONE, NJ | 13 | 22 | 2 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| PIGOTT, TODD, MATTHEW | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2018 | Jun 8, 2018 | Dec 17, 2024 |
| PIGOTT, WILLIAM, TERRENCE | Principal | E | yes | 01/2006 | Apr 24, 2018 | Dec 17, 2024 |
| YOSHIDA, MIRIAM, CAHN | PORTFOLIO MANAGER | Na | no | 01/2006 | Apr 24, 2018 | Dec 17, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CURVATURE SECURITIES LLC | n/a | n/a | n/a | N | yes | Nj |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 23, 2026 | $9.9B | $9.9B | 5 | 2 | 1 | n/a | n/a |
| 2024 | Feb 12, 2025 | $11B | $11B | 6 | 2 | 1 | n/a | n/a |
| 2023 | Mar 4, 2024 | $774M | $774M | 6 | 2 | 1 | n/a | n/a |
| 2022 | Mar 10, 2023 | $5.4B | $5.4B | 6 | 2 | 1 | n/a | n/a |
| 2021 | Mar 2, 2022 | $2.8B | $2.8B | 6 | 2 | 1 | n/a | n/a |
| 2020 | Mar 26, 2021 | $4.1B | $4.1B | 6 | 2 | 1 | n/a | n/a |
| 2019 | Feb 20, 2020 | $457M | $457M | 6 | 2 | 1 | n/a | n/a |
| 2018 | Mar 12, 2019 | $18B | $18B | 5 | 2 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $9.9B | $11B | -11.7% | $5.4B | 22.5% | 5 | 6 | 1 | 1 |