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Advisor at CARY STREET PARTNERS
abingdon, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CARY STREET PARTNERS | Bd affiliated wealth | Apr 6, 2018 | n/a | yes | abingdon, VA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 20, 2016 | Apr 12, 2018 | no | ABINGDON, VA|Abingdon, VA|SAN DIEGO, CA | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Jun 1, 2008 | Sep 22, 2016 | no | SEVIERVILLE, TN|KNOXVILLE, TN|ABINGDON, VA|BLOUNTVILLE, TN | Previous registration |
| BI INVESTMENTS, LLC | n/a | May 18, 2005 | Jun 1, 2008 | no | ABINGDON, VA|ABINGDON, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CARY STREET PARTNERS | Apr 12, 2018 | Apr 6, 2018 | -6 | Firm change | RIA to ibd |
| OSAIC INSTITUTIONS, INC. | LPL FINANCIAL LLC | Sep 22, 2016 | Sep 20, 2016 | -2 | Firm change | Other |
| BI INVESTMENTS, LLC | OSAIC INSTITUTIONS, INC. | Jun 1, 2008 | Jun 1, 2008 | 0 | Bulk transfer | Other |