DFX Intelligence

J••••••• H•••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

J••••••• H•••• C••••

Advisor at S••••••• P•••••• A•••••••• L•••

WAKEFIELD, MA | Irvine, CA

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Search this name across graphsid dfx:ria:88ec241c-2666-4f67-f2c1-c898fc9141b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 9, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• P•••••• A•••••••• L•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• P•••••• A•••••••• L•••	Institutional manager	Sep 30, 2024	n/a	yes	WAKEFIELD, MA\|Irvine, CA	Current employment
F•••••••• A•••••••• L••	Institutional manager	May 9, 2017	Nov 15, 2024	no	COTTONWOOD HEIGHTS, UT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A•••••••• L••	S••••••• P•••••• A•••••••• L•••	Nov 15, 2024	Sep 30, 2024	-46	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• P•••••• A•••••••• L•••Registered adviserregistration: current employment
Sep 30, 2024 to presentfactForm ADV
→ F•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 9, 2017 to Nov 15, 2024factForm ADV

Dated events

Occurred
Nov 15, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88ec241c-2666-4f67-f2c1-c898fc9141b4
First observed: May 9, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.