T••••• P• M••••

Advisor at H•••••••• A•••••••• L••

Marlton, NJ | CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88f6813a-6622-ea49-5b10-a6f13e01b59f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 2, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• A•••••••• L••	Bd affiliated wealth	Aug 15, 2023	n/a	yes	Marlton, NJ\|CHICAGO, IL	Current employment
M•••• C•••••• G••••	Former SEC adviser	May 2, 2017	Sep 28, 2023	no	MARLTON, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• C•••••• G••••	H•••••••• A•••••••• L••	Sep 28, 2023	Aug 15, 2023	-44	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
105897:145323:NJ:2023-09-28	Sep 28, 2023	Aug 15, 2023	MARLTON, NJ	Firm change after gap

Relationships

Registered with (2)

→ H•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ M•••• C•••••• G••••Registered adviserregistration: previous registration
May 2, 2017 to Sep 28, 2023factForm ADV

Dated events

Occurred
Sep 28, 2023
Advisor changed firm
T••••• P• M•••• left M•••• C•••••• G•••• for H•••••••• A•••••••• L•• (registered 2023-08-15)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88f6813a-6622-ea49-5b10-a6f13e01b59f
First observed: May 2, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.