DFX Intelligence

A•••••• M•••••• C••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

A•••••• M•••••• C••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Olathe, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:88f79d10-757a-bc53-9f99-1c46f69b54a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Aug 9, 2025	n/a	yes	Olathe, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Feb 14, 2018	Aug 21, 2025	no	OVERLAND PARK, KS\|OLATHE, KS\|SHAWNEE, KS\|LENEXA, KS\|LEAWOOD, KS\|OVERLAND PARK, KS\|LENEXA, KS\|SHAWNEE, KS\|OVERLAND PARK, KS\|LENEXA, KS\|LEE'S SUMMIT, MO\|MERRIAM, KS\|HIAWATHA, KS\|NORTH KANSAS CITY, MO\|SABETHA, KS\|ATCHISON, KS\|LENEXA, KS\|LENEXA, KS\|HIAWATHA, KS\|NORTH KANSAS CITY, MO\|LEE'S SUMMIT, MO\|LENEXA, KS\|SABETHA, KS\|LEAWOOD, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Aug 21, 2025	Aug 9, 2025	-12	Firm change	Ibd to ibd
I••••• F•••••••• C•••••••••	L•• F•••••••• L••	Feb 14, 2018	Feb 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:149018:KS:2025-08-21	Aug 21, 2025	Aug 9, 2025	LEAWOOD, KS	Firm change

Relationships

Registered with (6)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Aug 9, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 14, 2018 to Aug 21, 2025factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Jan 12, 2012 to Feb 14, 2018factForm ADV
→ V• W••••• A••••••• L••

Dated events

Occurred
Aug 21, 2025
Advisor changed firm
A•••••• M•••••• C•• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-08-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88f79d10-757a-bc53-9f99-1c46f69b54a1
First observed: Jul 24, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.