DFX Intelligence

N••••••• A•••••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)20 years in industry

N••••••• A•••••••• W•••••••

Advisor at O•••• I••••••••• I•••

Bonita Springs, FL | FORT MYERS, FL

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Search this name across graphsid dfx:ria:88f90e61-eb90-5840-ad5f-7f1b40de51e8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 15, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 28, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Feb 8, 2012	n/a	yes	FORT MYERS, FL\|Bonita Springs, FL	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Aug 9, 2010	Dec 31, 2011	no	FORT MYERS, FL\|NAPLES, FL\|NAPLES, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	O•••• I••••••••• I•••	Dec 31, 2011	Feb 8, 2012	39	Firm change	Other
G••••• W••••• C••••••••• L••	C••••••••• F•••••••• N••••••	Sep 20, 2010	Aug 9, 2010

Relationships

Registered with (4)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Feb 8, 2012 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Aug 9, 2010 to Dec 31, 2011factForm ADV
→ G••••• W••••• C••••••••• L••Registered adviserregistration: previous registration
Jan 6, 2009 to Sep 20, 2010factForm ADV
→ B••• O• A•••••• I••••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:88f90e61-eb90-5840-ad5f-7f1b40de51e8
First observed: May 15, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.