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Advisor at LPL FINANCIAL LLC
LYNNFIELD, MA | WESTWOOD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Apr 5, 2023 | n/a | yes | LYNNFIELD, MA|WESTWOOD, MA | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Aug 7, 2009 | Mar 31, 2023 | no | HOUSTON, TX|DEDHAM, MA|SOUTH EASTON, MA|LYNNFIELD, MA | Previous registration |
| CERES FINANCIAL GROUP, INC. | State registered | Sep 10, 2004 | Dec 2, 2009 | no | STOUGHTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | LPL FINANCIAL LLC | Mar 31, 2023 | Apr 5, 2023 | 5 | Firm change | Ibd to ibd |
| CERES FINANCIAL GROUP, INC. | NEXT FINANCIAL GROUP, INC. | Dec 2, 2009 | Aug 7, 2009 | -117 | Firm change after gap | Other |