DFX Intelligence

B••••••• V•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

B••••••• V•••••• L••••••

Advisor at L••••• C••••••

RICHARDSON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:89087815-f34e-6bac-b799-887c9783a1de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C••••••	Independent wealth	Mar 11, 2026	n/a	yes	RICHARDSON, TX	Current employment
E•••••••• A•••••••• L••	National bd RIA	Sep 25, 2025	Mar 10, 2026	no	McKinney, TX\|DALLAS, TX\|DALLAS, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E•••••••• A•••••••• L••	L••••• C••••••	Mar 10, 2026	Mar 11, 2026	1	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:340137:TX:2026-03-09	Mar 10, 2026	Mar 11, 2026	DALLAS, TX	Firm change

Relationships

Registered with (2)

→ L••••• C••••••Registered adviserregistration: current employment
Mar 11, 2026 to presentfactForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2025 to Mar 10, 2026factForm ADV

Dated events

Occurred
Mar 10, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:89087815-f34e-6bac-b799-887c9783a1de
First observed: Sep 25, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.