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RIA / WealthAdvisordual registered (broker-dealer)10 years in industrynot currently registered

Dillon Rawson

Advisor at MORGAN STANLEY

Sandy, UT

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Search this name across graphsid dfx:ria:890e70ca-2c3a-eb02-512a-afdb82f5b281

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Jan 11, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Nov 22, 2021
First registration: Jan 11, 2022
Dual registered: yes, broker-dealer
Other names: DILLON BROCK RAWSON|Dillon Rawson
IAPD individual key: 7260481

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Jun 19, 2026	n/a	yes	Sandy, UT	Current employment
IRON GATE GLOBAL ADVISORS	Independent wealth	Aug 8, 2024	Jun 2, 2026	no	NORTH SALT LAKE, UT	Previous registration
MORGAN STANLEY	Wirehouse	May 16, 2023	May 28, 2024	no	Sandy, UT	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Aug 19, 2022	Sep 5, 2023	no	ARLINGTON, VA\|Sandy, UT	Previous registration
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Jan 11, 2022	Aug 4, 2022	no	SALT LAKE CITY, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
IRON GATE GLOBAL ADVISORS	MORGAN STANLEY	Jun 2, 2026	Jun 19, 2026	17	Firm change	RIA to wirehouse
MORGAN STANLEY	IRON GATE GLOBAL ADVISORS	May 28, 2024	Aug 8, 2024	72	Firm change	Wirehouse to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	May 16, 2023	-112	Bulk transfer	RIA to wirehouse
FIDELITY PERSONAL AND WORKPLACE ADVISORS	E*TRADE CAPITAL MANAGEMENT, LLC	Aug 4, 2022	Aug 19, 2022	15	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 16, 2023 to May 28, 2024factForm ADV
→ IRON GATE GLOBAL ADVISORSRegistered adviserregistration: previous registration
Aug 8, 2024 to Jun 2, 2026factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Aug 19, 2022 to Sep 5, 2023factForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Jan 11, 2022 to Aug 4, 2022factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 2, 2026
Advisor changed firm
Dillon Rawson left Iron Gate Global Advisors for Morgan Stanley (registered 2026-06-19)
Form ADVobserved 4 days ago
Occurred
May 28, 2024
Advisor changed firm
Dillon Rawson left Morgan Stanley for Iron Gate Global Advisors (registered 2024-08-08)
Form ADVobserved 4 days ago
Occurred
Aug 4, 2022
Advisor changed firm
Dillon Rawson left Fidelity Personal And Workplace Advisors for E*Trade Capital Management, Llc (registered 2022-08-19)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

First seen by DFX
Sep 18, 2026
date not stated
Dillon Rawson no longer holds an investment adviser registration (last listed at Morgan Stanley on the 2026-09-17 feed)