DFX Intelligence

Data Factory

C••••••• S•••••• H•••••• I• A••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

C••••••• S•••••• H•••••• I• A••••••• L••

CRD 301584

DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:890eeef6-6386-0885-0441-0ed7694fa572

Data as of Mar 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 1
Observed: May 6, 2019 to Mar 29, 2022
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

C••••••• S•••••• H•••••• I• A••••••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $260MItem 5.F on the latest filing (2022-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
A••••••s on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••••• S•••••• H•••••• I• R••• I••••••• L•	Real Estate Fund	$193M	Mar 29, 2022	6	Mar 30, 2020	reported	n/a
C••••••• S•••••• H•••••• I• R••• L••	Real Estate Fund

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D• W••••• D••	Owner	C	yes	01/2017	May 6, 2019	Mar 29, 2022
F••••• J••••• E•••	CHIEF INVESTMENT OFFICER/ CHIEF EXECUTIVE OFFICER	C	yes	01/2019	May 6, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• G•••• A••••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••••••• S•••••• H•••••• I• G• L••	n/a	n/a	n/a	N	yes	n/a
C• C••• M••••• L••

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
SAN CARLOS	CA	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	A••••••y staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$260M	$195M	33.5%	n/a	n/a	26	24	1	1

Relationships

Advises (6)

→ C•• I• C•• J• L•Private fundReal Estate Fund, IA
May 6, 2019 to presentfactForm ADV
→ C••••••• S•••••• H•••••• I• G• L••Private fundReal Estate Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ C••••••• S•••••• H•••••• I• R••• I••••••• L•Private fundReal Estate Fund, IA
Mar 30, 2020 to presentfactForm ADV
→ C••••••• S•••••• H•••••• I•• L•

Dated events

Occurred
May 6, 2019
First Form ADV filing
C••••••• S•••••• H•••••• I• A••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:890eeef6-6386-0885-0441-0ed7694fa572
First observed: May 6, 2019
Last observed: Mar 29, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.