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Advisor at BROOKLANDS PARTNERS, LLC
GREENWICH, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BROOKLANDS PARTNERS, LLC | State registered | Aug 26, 2025 | n/a | yes | GREENWICH, CT | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 4, 2015 | May 18, 2018 | no | NEW YORK, NY|ST. LOUIS, MO | Previous registration |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Aug 4, 2011 | Dec 4, 2015 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| BINGHAM LEGG ADVISERS LLC | n/a | Jun 12, 2003 | Jun 29, 2007 | no | BOSTON, MA | Previous registration |
| EMERSON INVESTMENT MANAGEMENT LLC | Former SEC adviser | Jan 1, 2000 | May 19, 2003 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | BROOKLANDS PARTNERS, LLC | May 18, 2018 | Aug 26, 2025 | 2,657 | Firm change after gap | Ibd to state RIA |
| BARCLAYS CAPITAL INC. | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 4, 2015 | Dec 4, 2015 | 0 | Bulk transfer | Other |
| BINGHAM LEGG ADVISERS LLC | BARCLAYS CAPITAL INC. | Jun 29, 2007 | Aug 4, 2011 | 1,497 | Firm change after gap | Other |
| EMERSON INVESTMENT MANAGEMENT LLC | BINGHAM LEGG ADVISERS LLC | May 19, 2003 | Jun 12, 2003 | 24 | Firm change | Other |